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Surveillance
Tag: surveillance
Enhancing trading through better surveillance
Ian Rycott
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March 18, 2022
0
Connecting the Dots – Surveillance Risk Assessments in Harmony with Your...
Lynn Strongin Dodds
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November 23, 2021
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Equities Market Surveillance in Focus
Lynn Strongin Dodds
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October 20, 2021
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Asset managers risk losing up to 20% AUM on compliance lapses
Lynn Strongin Dodds
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October 5, 2021
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Compliance spending priorities change with remote working
Lynn Strongin Dodds
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November 18, 2020
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ISS LiquidMetrix rolls out new TCA product
Lynn Strongin Dodds
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October 21, 2020
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Determining Required Market Surveillance Levels
GlobalTrading
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March 31, 2016
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Joining The Dots Of Compliance
michael_karbouris
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September 18, 2015
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Strategic Imperatives For Trading Compliance Executives In 2015 And Beyond
GlobalTrading
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September 8, 2014
0
Nordic Trading: Buy-side Takes Control
Yulia Kuksina
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December 15, 2011
0
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