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Monitoring Shanghai-Hong Kong Stock Connect Report

Monitoring Shanghai-Hong Kong Stock Connect

A viewpoint piece discussing the surveillance implications of cross-border equity trading between Hong Kong and Mainland China

The China Connect initiative between Hong Kong and Shanghai promises to further strengthen and increase attractiveness of China’s capital markets by transcending geographic borders. The opening of China’s capital markets represents an exciting business opportunity, but is your surveillance team prepared for the regulatory implications?

In this new whitepaper from NASDAQ OMX questions around the Shanghai-Hong Kong Connect and monitoring are examined.

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